Publications

Larry's Publication List 

Publications and Presentations for Downloading 

• QA Presentation for Tucson IIA 2018 12

• QA Self-Assessment Toolkit

• Quality Assessments Oct 2018

• Adding Quality to Quality Assessments presentation overheads

• COSO Map and Template in Word Format

• September, 2013 -- Unpublished Article "Using the COSO Map" 

• July, 2013 -- Unpublished Article "COSO Evolution"

• February, 2009 -- "Assessing Risk is not a Math Game", New Perspectives on Healthcare Risk Management, Control and Governance 

iThought HD Mind Map PDFs for Downloading 

• Overview of audit process with IIA Standards

• Overview of organizational governance flows

• Five possible ways to evaluate an activity 

Other Items 

• July, 2007 -- For 2007 IIA International Conference Newsletter - What Does the Audit Committee Expect from a State of the Art IA Department? 

• 1Q, 2007 -- The IIA CIA Learning System, Subject Matter Expert for IT, IIA Standards, Risks & Controls 

• August 2008 - LDH's comments on COSO Monitoring Document Draft

• March 2012 - LDH's comments on COSO Internal Control Draft of December 2011

And Even More Stuff:

Books and Videos 

• June, 1998 -- The IIA: CSA Facilitation Techniques for Auditors - video

• August, 2000 -- IIA Foundation: CSA - A Practical Guide - book

Internal Auditor Magazine - Back to Basics Column 

• April, 2000 -- Audit Working Papers

• August, 2000 -- Audit Planning

• December, 2000 -- Talk First, Write Later

• December, 2001 -- Audit Reporting 101 

• August, 2002 -- Risk Assessment

• December, 2002 -- CSA by Any Name

• October, 2003 -- Internal Controls 

• February, 2004 -- Opening and Closing Meetings 

• June, 2005 -- Limits of Process Documentation

• April, 2007 -- Staying on Budget

CSA Sentinel Magazine

• May, 1998 -- Five Big Mistakes Auditors Make

• June, 2005 -- Five Primary Methods of CSA

• May, 2006 -- Evaluating Soft Controls

Internal Auditor Magazine 

• February, 2001 -- In My Opinion: No Such Thing as a Good Audit Finding 

• February, 2002 -- Risk Watch Column: The Importance of Ethics

• April, 2009 -- Risk Watch Column: The Matrix Revisited

Training Courses Developed for The Institute of Internal Auditors 

• December, 1998 -- Operational Auditing 

• August, 1999 -- Introduction to CSA 

• June, 2000 -- CSA Facilitation Skills

• April, 2001 -- Accounting for Auditors 101

• April, 2006 -- Assessing Risk for Internal Auditors

• September, 2006 -- Auditing IT Controls Using COBIT

• September, 2006 -- Auditing Techniques

• November, 2006 -- COSO - Internal Control and ERM

• May, 2007 -- Skills for Auditors in Charge 

• June, 2008 -- Operational Auditing - Introduction and Advanced

• September, 2008 -- Control Self-Assessment - An Introduction

• November, 2008 -- CSA Facilitation Skills

• November, 2011 -- Audit Sampling

• January, 2012 -- Controls and Supporting Evidence

• March, 2012 -- Audit Evidence and Root Cause Analysis

Training Courses Developed for Other Organizations

• Association of Finance Professionals -- Treasury Risks and Loss Controls

• SANS Institute -- Auditing IT Controls Using COBIT

• Solutions Training Group -- Leading Audits in Tough Economic Times

• Solutions Training Group -- ERM - A Practical Approach

• Solutions Training Group -- IA Role in Organizational Governance